As an Investment Fund Manager (IFM) and Registered Portfolio Manager (RPM), Axcess Advisors manages investment funds that may include Mutual Fund Trusts (MFTs) and Limited Partnerships (LPs), Offering Memorandum based funds as well as Mortgage Investment Corporations (MICs), syndicated mortgages.

Axcess Advisors engages Dealing Representatives (“DRs”) who are independent contractors registered with the Securities regulator who are licensed to sell exempt market securities under the Firm’s EMD registration.

Axcess has formal referral arrangements with third-party Portfolio Managers that offer investment opportunities that the Firm is not registered to provide.

Additional Axcess has referral agreements with various parties such as financial planners, life insurance agents, mortgage brokers, and advisors, where the referrer receives compensation for the introduction of an investor client.

If the Firm refers its investor clients to these third-party Portfolio Managers, and the investor client engages the Portfolio Manager, the Firm will receive a fee for the referral.

Axcess Advisors introduced its “Exempt Market Dealer as a Service” (EMDaaS)  (bold)platform aimed at third- party issuers, Investment funds, MICs and MIEs.

EMDaaS provides a suite of securities dealer services for those issuers, investment funds such as REIT’s, MIE’s, that do not wish to register as an Exempt Market Dealer due to the regulatory burden, however under NI 31-103 (section 8.5) are required to use an EMD to distribute their securities offering for the fund to investors.