regulatory safeguards
The following disclosures are designed to protect investors and ensure full transparency regarding Axcess Capital Advisors' regulatory standing, practices, and obligations.
Axcess Capital Advisors Inc. ("Axcess Capital," "we," "us," or "our") is committed to protecting the privacy and security of your personal information. This Privacy Policy describes how we collect, use, disclose, and safeguard your personal information in accordance with the Personal Information Protection and Electronic Documents Act (PIPEDA) and applicable provincial privacy legislation.
Information We Collect
We collect personal information that you voluntarily provide to us when you inquire about our services, complete subscription documents, or communicate with us. This may include your name, contact information, financial information, investment experience, and other information necessary to assess suitability and fulfill our regulatory obligations.
How We Use Your Information
We use your personal information to: (i) provide investment services and fulfill our contractual obligations; (ii) assess your suitability for exempt market investments; (iii) comply with our regulatory requirements including Know-Your-Client (KYC) obligations; (iv) communicate with you about offerings and account matters; and (v) maintain our records as required by securities regulators.
Disclosure of Information
We do not sell or rent your personal information to third parties. We may disclose your information to securities regulators, issuers of offerings in which you invest, our service providers, and as required by law.
Data Security
We implement appropriate physical, electronic, and procedural safeguards to protect your personal information. Access to your information is restricted to authorized personnel who require it to perform their duties.
Your Rights
You have the right to access and correct your personal information held by us. To exercise these rights or to inquire about our privacy practices, please contact our Privacy Officer at info@axcesscapital.com or +1 (403) 225-4575.
This policy is subject to periodic updates. Last reviewed: 2026.
Not an Offer to Sell
The information contained on this website does not constitute an offer to sell or a solicitation of an offer to buy any securities. Any offering of securities is made only by means of an offering memorandum or other applicable offering documents, which should be read carefully before investing.
Investment Risk Disclosure
Investing in exempt market securities involves significant risk, including the possible loss of your entire investment. These investments are not suitable for all investors. Prospectus exemptions may apply. Past performance is not indicative of future results. The value of investments may fluctuate and investors may receive back less than they invest.
Suitability
Before recommending any investment, Axcess Capital Advisors assesses each client's suitability in accordance with applicable securities legislation. It is the responsibility of each investor to ensure that any investment is appropriate for their personal financial circumstances, investment objectives, and risk tolerance.
No Guarantee of Returns
There is no guarantee that any investment will generate positive returns or meet its investment objectives. Target returns, where referenced, are not guaranteed and are based on assumptions that may not be realized.
Exempt Market Investments
Exempt market securities are generally illiquid. There may be restrictions on your ability to redeem or sell these securities. Investors should be prepared to hold these investments for the stated investment period, which may be several years.
Regulatory Exemptions
Axcess Capital Advisors distributes securities pursuant to prospectus exemptions available under applicable securities legislation. These exemptions are only available to qualified investors, including accredited investors, eligible investors, and others meeting specific criteria. Eligibility is assessed by our registered Dealing Representatives.
Third-Party Design & Development
This website was designed and developed with the assistance of third-party consultants, including Stultz Consults, Ariana Stultz, and Adam Ayliffe (collectively, the “Design Team”). The Design Team's role was limited to the visual design, technical development, and drafting of website copy. All content, text, representations, statements, and information published on this website have been reviewed and approved by Axcess Capital Advisors Inc. prior to publication. The Design Team makes no representations or warranties as to the accuracy, completeness, or suitability of any content appearing on this website, and expressly disclaims all liability arising from or related to any errors, omissions, or inaccuracies in such content. Responsibility for the accuracy and currency of all information published on this website rests solely with Axcess Capital Advisors Inc.
Visual Content & Photography
Photographic and visual content displayed on this website, including landscape, real estate, and lifestyle imagery, consists of stock photography licensed through third-party providers and is not owned by or proprietary to Axcess Capital Advisors Inc. Images depicting individuals who are identified as members of the Axcess Capital Advisors team are the property of those individuals and are used with their consent. All stock photography is used under applicable licensing terms. No stock image on this website should be interpreted as depicting an actual client, investor, transaction, property, or event associated with Axcess Capital Advisors Inc. unless explicitly stated.
Content Accuracy & Approval
All copy, data, and representations published on this website are live solely because they have been reviewed, verified, and approved by the Axcess Capital Advisors Inc. team. Should any information on this website be found to be incorrect, outdated, or inaccurate, neither the Design Team nor any individual contributor to the website's development shall bear any liability. Users who identify potentially inaccurate or outdated information are encouraged to contact Axcess Capital Advisors Inc. directly at info@axcesscapital.com. This disclaimer does not limit or exclude any liability that cannot be lawfully excluded or limited under applicable Canadian law.
Registration
Axcess Capital Advisors Inc. is registered as an Exempt Market Dealer (EMD), Investment Fund Manager (IFM), and Restricted Portfolio Manager (RPM) in the following provinces:
- British Columbia — British Columbia Securities Commission (BCSC)
- Alberta — Alberta Securities Commission (ASC) — Principal Regulator
- Saskatchewan — Financial and Consumer Affairs Authority of Saskatchewan (FCAA)
- Manitoba — Manitoba Securities Commission (MSC)
- Ontario — Ontario Securities Commission (OSC)
National Registration Search
You may verify our registration status and the registration of our Dealing Representatives through the National Registration Search tool available at aretheyregistered.ca or through the Canadian Securities Administrators (CSA) at securities-administrators.ca.
Conflict of Interest Disclosure
Axcess Capital Advisors operates as an independent exempt market dealer. We do not have proprietary investment products and we do not receive commissions or referral fees that would create conflicts of interest with our clients. Our Dealing Representatives are compensated based on compliance with our policies and client satisfaction.
Complaint Handling
If you have a complaint about our services, you may submit it in writing to our Chief Compliance Officer at the address below. We will acknowledge receipt of your complaint within five business days and work to resolve it in a timely manner. If you are not satisfied with our response, you may also contact the applicable securities regulator in your province.
For compliance-related inquiries, complaints, or to submit a formal concern, please contact our Chief Compliance Officer: